The annual Securities Docket “Securities Enforcement Forum West” conference was held on Tuesday, May 23, 2023, at the Four Seasons San Francisco. Consistent with prior conferences, the event featured many current and former senior Securities and Exchange Commission (SEC) officials, as well as leading securities enforcement and white-collar attorneys, in-house counsel, and compliance executives. The subject matter focused nearly exclusively on SEC Enforcement trends, topics, and recent activity. The following report outlines highlights from the conference.
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