The annual Securities Docket “Securities Enforcement Forum West” conference was held on Tuesday, May 23, 2023, at the Four Seasons San Francisco. Consistent with prior conferences, the event featured many current and former senior Securities and Exchange Commission (SEC) officials, as well as leading securities enforcement and white-collar attorneys, in-house counsel, and compliance executives. The subject matter focused nearly exclusively on SEC Enforcement trends, topics, and recent activity. The following report outlines highlights from the conference.
How Ankura Can Help
Our Forensics and Investigations team features experienced former regulators, investigators, prosecutors, and senior government officials. With hands-on experience and a deep bench of former Securities and Exchange Commission, Public Company Accounting Oversight Board, and Department of Justice staff members, as well as in-house investigative and compliance personnel for Fortune 50 companies, we have the necessary background to assist your organization. We have successfully served in a wide range of high-profile and challenging litigation matters, forensic accounting investigations, and cryptocurrency and expert witness assignments. If you have any questions or would like to know more about how Ankura can help, please reach out to martin.wilczynski@ankura.com or andrew.sotak@ankura.com.
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